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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-30 |
| PA | RA | APPROVED | 2022-05-19 |
| TX | RA | APPROVED | 2022-05-19 |
Branch Locations
4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States
Downingtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Distribution Company | Oaks | PA | 11/2013 | 05/2019 |
| Sei Investments Company | Oaks | PA | 11/2013 | 05/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 05/2019 | 06/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 04/2022 | 06/2025 |
| Unemployed | Downingtown | PA | 06/2020 | 09/2020 |
| Freedom Mortgage | Conshohocken | PA | 09/2020 | 04/2022 |
| Edelman Financial Engines | Santa Clara | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-06 |
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