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Stuart Henderson

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 6436062

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-06-28
  • WI RA
    APPROVED
    Since 2022-06-28

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
United Advisors Corporation Sarasota FL 01/2015 06/2018
Alliance America Corporation Sarasota FL 09/2014 03/2022
Packerland Brokerage Services Green Bay WI 07/2018 05/2022
Gwfs Equities, Inc Greenwood Village CO 05/2022 Present
  • 01/2015 → 06/2018
    United Advisors Corporation
    Sarasota, FL
  • 09/2014 → 03/2022
    Alliance America Corporation
    Sarasota, FL
  • 07/2018 → 05/2022
    Packerland Brokerage Services
    Green Bay, WI
  • 05/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

RED DEVIL GOLDENS DOG BREEDING 184 E DIVISION STREET FOND DU LAC, WI 54935 NON INVESTMENT RELATED Wisconsin Amateur Feld Trial Club N6771 Noble Road Horicon WI 53032 Dog Training Club Board of Directors (non-Officer) 2hrs/mo Non Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-10
S65 Uniform Investment Adviser Law Examination 2014-12-01
  • S63 Uniform Securities Agent State Law Examination
    2018-07-10
  • S65 Uniform Investment Adviser Law Examination
    2014-12-01
Other Names
  • Stuart Thomas Henderson

View on SEC IAPD

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