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Vincent Austin Gosselin

Empower Advisory Group, LLC

Greenwood Village, CO

Springfield, MA

CRD 6435664

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-08-03
  • MA RA
    APPROVED
    Since 2020-08-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

1350 Main Street Suite 1213, Springfield, MA 01103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Hartford CT 12/2014 06/2019
Prudential Financial Hartford CT 01/2006 06/2019
Gwfs Equities, Inc Greenwood Village CO 06/2020 Present
Unemployed East Granby CT 06/2019 06/2020
  • 12/2014 → 06/2019
    Prudential Investment Management Services
    Hartford, CT
  • 01/2006 → 06/2019
    Prudential Financial
    Hartford, CT
  • 06/2020 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 06/2019 → 06/2020
    Unemployed
    East Granby, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-23
S63 Uniform Securities Agent State Law Examination 2015-02-23
  • S65 Uniform Investment Adviser Law Examination
    2020-07-23
  • S63 Uniform Securities Agent State Law Examination
    2015-02-23
Other Names
  • Vincent Gosselin

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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