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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-16
MD RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • FL RA
    APPROVED
    Since 2025-07-16
  • MD RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

10451 Mill Run Circle Suite 400, Owings Mills, MD 21117 • United States

Land O Lakes, FL • United States

300 Beardsley Lane Suite A104, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 11/2015 08/2023
Securian Financial Service, Inc St Paul MN 11/2015 08/2023
North Star Resource Group St Paul MN 11/2015 Present
North Star Resource Group Washington DC 02/2017 Present
Cetera Wealth Services, Llc Baltimore MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Wellbe, Llc Baltimore MD 05/2026 Present
  • 11/2015 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 11/2015 → 08/2023
    Securian Financial Service, Inc
    St Paul, MN
  • 11/2015 → Present
    North Star Resource Group
    St Paul, MN
  • 02/2017 → Present
    North Star Resource Group
    Washington, DC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Baltimore, MD
  • 08/2023 → Present
    Schaumburg, IL
  • 05/2026 → Present
    Wellbe, Llc
    Baltimore, MD
Previous Registrations
  • 2016-02-04 → 2023-08-10
    Securian Financial Services, Inc.
    Baltimore, MD
    Washington, DC
    St. Paul, MN
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) STOP ALZHEIMER'S NOW POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2017 ADDRESS: , Austin TX , United States DESCRIPTION: Officer 3) TWIN OAK ADVISORS POSITION: Consultant NATURE: Employee INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 09/01/2021 ADDRESS: 300 Beardsley Lane, Suite A104, Austin TX 78746, United States DESCRIPTION: Specializing in student loan related issues for young physicians. 4) NAME OF OTHER BUSINESS: ELEVATION VIEW WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: GSI4DOCS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE DBA; START DATE: 5/2026; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE; 6) NAME OF OTHER BUSINESS: WELLBE, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-20
  • S66 Uniform Combined State Law Examination
    2016-01-20

View on SEC IAPD

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