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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-04-26 |
Branch Locations
8333 Greenway Boulevard Suite 180, Middleton, WI 53562-3684 • United States
305 S Moorland Road, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Madison | WI | 05/2016 | 11/2022 |
| Lpl Financial Llc | Madison | WI | 11/2022 | 01/2024 |
| Omni Financial Llc | Madison | WI | 11/2022 | 01/2024 |
| Wells Fargo Advisors | Madison | WI | 05/2016 | 11/2022 |
| N/A | Madison | WI | 01/2024 | 04/2024 |
| Charles Schwab & Co., Inc. | Middleton | WI | 04/2024 | Present |
| Charles Schwab Bank, Ssb | Middleton | WI | 04/2024 | Present |
1) Blackhawk Lofts Condominium Association|Investment Related: No|Board member for the condo association|Treasurer|11/15/2022|Less than 20 hour/month - 0 during trading hours|I, along with the other board members, make decisions with and on behalf of the community members about various items including, maintenance, projects and budgeting among others.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-13 |
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