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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-05-12
  • MO RA
    APPROVED
    Since 2020-05-12

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 06/2019
Stifel Nicolaus & Co Inc St. Louois MO 05/2020 Present
Markell Estate Planning And Elder Law O'FAllon MO 09/2019 05/2020
  • 01/2015 → 06/2019
    St Louis, MO
  • 05/2020 → Present
    Stifel Nicolaus & Co Inc
    St. Louois, MO
  • 09/2019 → 05/2020
    Markell Estate Planning And Elder Law
    O'FAllon, MO
Previous Registrations
  • 2015-05-08 → 2019-06-04
    St Charles, MO
    St Louis, MO
    St Peters, MO
    Lake St Louis, MO
Other Businesses

1. Civil War Roundtable of St. Louis; 460 Bethany County Valley Park, MO 63088; Historical study and analysis; Paid Speaker; One time honorarium to present a topic of interest to the group; 03/25/2026; 90hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
  • S66 Uniform Combined State Law Examination
    2015-03-13

View on SEC IAPD

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