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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-18 |
| NJ | RA | APPROVED | 2025-07-16 |
Branch Locations
104 Market Street E., Nanuet, NY 10954 • United States
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Little Falls | NJ | 06/2016 | 02/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 02/2017 |
| Wells Fargo Clearing Services Llc | Westfield | NJ | 06/2017 | 08/2018 |
| Citigroup Global Markets, Inc. | New York | NY | 08/2018 | 08/2021 |
| Tiaa | New York | NY | 08/2021 | 08/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 08/2021 | 08/2022 |
| Unemployed | East Orange | NJ | 03/2017 | 05/2017 |
| The Prudential Insurance Co. Of America | Basking Ridge | NJ | 10/2023 | Present |
| Pruco Securities, Llc | Basking Ridge | NJ | 10/2023 | 11/2024 |
| Unemployed | Highland Lakes | NJ | 08/2022 | 10/2023 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | 07/2025 |
| Td Bank N.A. | Nanuet | NY | 07/2025 | Present |
| Td Private Client Wealth Llc | Nanuet | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-04 |
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