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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| CA | RA | APPROVED | 2024-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eau Claire Youth Hockey Association | Eau Claire | WI | 10/2013 | 03/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2016 | 09/2018 |
| Northwestern Mutual Investment Services Llc | Eau Claire | WI | 02/2016 | 09/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 09/2018 |
| Wells Fargo Bank, Na | Green Bay | WI | 09/2018 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Green Bay | WI | 09/2018 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bend | OR | 06/2024 | Present |
| Bank Of America, N.A. | Bend | OR | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-01 |
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