Kevin Daniel Harrington

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-01
CA	RA	APPROVED	2024-07-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Eau Claire Youth Hockey Association	Eau Claire	WI	10/2013	03/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	02/2016	09/2018
Northwestern Mutual Investment Services Llc	Eau Claire	WI	02/2016	09/2018
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2017	09/2018
Wells Fargo Bank, Na	Green Bay	WI	09/2018	06/2024
Wells Fargo Clearing Services, Llc	Green Bay	WI	09/2018	06/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bend	OR	06/2024	Present
Bank Of America, N.A.	Bend	OR	07/2024	Present

2018-09-24 → 2024-06-21

Wells Fargo Clearing Services, Llc

Duluth, MN

Green Bay, WI

Milwaukee, WI

Duluth, MN

Green Bay, WI
2016-02-24 → 2018-09-11

Northwestern Mutual Investment Services, Llc

Altoona, WI
2015-04-01 → 2016-02-03

Lpl Financial Llc

Eau Claire, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-01

Nearby Firms