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Benjamin Osborn Johnson

Mraz And Associates

Modesto, CA

CRD 6433993

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Employer firm

Mraz And Associates CRD 158338

$917M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Mraz And Associates

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-19
  • CA RA
    APPROVED
    Since 2015-02-19

Branch Locations

1120 13Th Street Suite C, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mraz, Amerine & Associates, Inc. Modesto CA 06/2014 Present
  • 06/2014 → Present
    Mraz, Amerine & Associates, Inc.
    Modesto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-19
  • S65 Uniform Investment Adviser Law Examination
    2015-02-19
Other Names
  • Benjamin Johnson

View on SEC IAPD

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Nearby Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA

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