Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. Minnetonka MN 05/2016 12/2022
Fortune Financial Minnetonka MN 05/2016 12/2022
Cri Securities St Paul MN 05/2016 10/2021
Securian Financial Services Inc St Paul MN 12/2022 08/2023
Minnesota Life Insurance Co St Paul MN 12/2022 08/2023
Fortune Financial Minnetonka MN 12/2022 Present
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2016 → 12/2022
    Securian Financial Services Inc.
    Minnetonka, MN
  • 05/2016 → 12/2022
    Fortune Financial
    Minnetonka, MN
  • 05/2016 → 10/2021
    Cri Securities
    St Paul, MN
  • 12/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 12/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 12/2022 → Present
    Fortune Financial
    Minnetonka, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-09-28 → 2023-08-10
    Securian Financial Services, Inc.
    Minnetonka, MN
    Bloomington, MN
  • 2017-09-28 → 2021-10-25
    Cri Securities, Llc
    Minnetonka, MN
  • 2015-03-13 → 2015-09-18
    Securian Financial Services, Inc.
    Omaha, NE
Other Businesses

1) FORTUNE FINANCIAL LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2017 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2016; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: CATHOLIC FINANCIAL PLANNERS NETWORK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NETWORK REFERRAL GROUP; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: N/A; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO ALLOW FINANCIAL ADVISORS WHO ARE CATHOLIC TO NETWORK TOGETHER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-19
  • S66 Uniform Combined State Law Examination
    2015-02-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minnetonka, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor