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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-04
TX RA APPROVED 2025-09-03
  • FL RA
    APPROVED
    Since 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-03

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boca Raton FL 09/2015 09/2025
Morgan Stanley Private Bank, N.A New York NY 07/2023 09/2025
Wells Fargo Clearing Services, Llc. Boca Raton FL 09/2025 Present
  • 09/2015 → 09/2025
    Morgan Stanley Smith Barney Llc
    Boca Raton, FL
  • 07/2023 → 09/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2025 → Present
    Boca Raton, FL
Previous Registrations
  • 2015-11-23 → 2025-09-25
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

RENTAL PROPERTY; INV RELATED; DEERFIELD BEACH,FL; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 7/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; TBD, LLC FOR RENTAL PROPERTIES; INV RELATED;DEERFIELD BEACH,FL; HOLDING RENTAL PROPERTY;100% OWNERSHIP; START DATE: 7/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
  • S66 Uniform Combined State Law Examination
    2015-06-18
Other Names
  • Nick Phylactou

View on SEC IAPD

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