Paul Marques Fernandes

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-08

NY RA
APPROVED

Since 2022-08-08

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Latham	NY	08/2014	01/2021
Goldman Sachs & Co. Llc	Latham	NY	01/2021	07/2022
Rockefeller Financial Llc	Saratoga	NY	08/2022	Present

08/2014 → 01/2021

The Ayco Company, L.P./Mercer Allied

Latham, NY
01/2021 → 07/2022

Goldman Sachs & Co. Llc

Latham, NY
08/2022 → Present

Rockefeller Financial Llc

Saratoga, NY

Previous Registrations

2017-10-03 → 2022-08-26

Goldman Sachs Wealth Services, L.P.

Saratoga Springs, NY

Latham, NY

Saratoga Springs, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-29

S66 Uniform Combined State Law Examination

2015-10-29

View on SEC IAPD

Current Employers

Rockefeller Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

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