Kevin Joseph Carroll

Employer firm

Fiduciary Capital Management LLC CRD 340618

$150M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2016
  Wells Fargo Advisors Llc
  Glastonbury, CT
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  Glastonbury, CT
• 02/2019 → 07/2021
  Lpl Financial, Llc
  Glastonbury, CT
• 08/2021 → 06/2024
  Buell Securities
  Glastonbury, CT
• 06/2024 → Present
  Complete Staffing Solutoins
  Glastonbury, CT
• 06/2026 → Present
  Fiduciary Capital Management Llc
  Cheyenne, WY

Previous Registrations

• 2021-09-14 → 2022-03-30
  Buell Investment Advisors
  Glastonbury, CT
• 2019-02-15 → 2021-08-20
  Lpl Financial Llc
  Glastonbury, CT
• 2014-11-07 → 2019-02-20
  Wells Fargo Clearing Services, Llc
  Glastonbury, CT
• 2008-09-30 → 2014-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 2007-11-16 → 2008-10-16
  Citigroup Global Markets Inc.
  Avon, CT
  New York, NY
  Avon, CT
  Glastonbury, CT
  So Windsor, CT
  Stamford, CT
• 2004-10-20 → 2007-11-20
  Banc Of America Investment Services, Inc.
  Glastonbury, CT
  Glastonbury, CT
• 2002-08-28 → 2004-10-20
  Quick & Reilly, Inc.
  Glastonbury, CT

Exams

• S66 Uniform Combined State Law Examination
  2001-01-24