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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-03 |
| MI | RA | APPROVED | 2023-09-07 |
| FL | RA | APPROVED | 2023-09-06 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Troy | MI | 05/2009 | 09/2023 |
| The Investment Consulting Group | Troy | MI | 03/2008 | Present |
| Osaic Wealth, Inc | Birmingham | MI | 09/2023 | Present |
1. RICHARD J AL POSITION: Owner NATURE: Richard J Allen Fin Adv LLCS- Corp I simply use this for my income/banking purposes and do not do any business as Richard J Allen Fin Adv LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 12219 Craven Ave, Shelby Twp MI 48315, United States DESCRIPTION: This is just for income/banking purposes. I run my 1099 INcome through an LLC 2. INVESTMENT CONSULTING GROUP POSITION: Financial Planner NATURE: Group is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2004 ADDRESS: 500 S. Old Woodward, Birmingham MI 48009, United States DESCRIPTION: Investment Consulting Group is the group I am part of and to which i operate in the securities business. Osaic is our Broker Dealer I am not on any documents showing my status as an officer etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-22 |
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