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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2021-01-12

Branch Locations

2598 Fair Oaks Blvd, Sacramento, CA 95825 • United States

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Citrus Heights CA 12/2014 11/2016
Wells Fargo Bank, Na Sacramento CA 05/2013 Present
Timeless Music Productions Sacramento CA 01/2008 Present
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Citrus Heights, CA
  • 05/2013 → Present
    Wells Fargo Bank, Na
    Sacramento, CA
  • 01/2008 → Present
    Timeless Music Productions
    Sacramento, CA
  • 11/2016 → Present
    Sacramento, CA
Other Businesses

TIMELESS MUSIC PRODUCTIONS, NOT INVESTMENT RELATED, SACRAMENTO, CA., AUDIO ENGINEER, START: 08/01/2010, 25 HOURS/MONTH, 0 DURING TRADING, ENGINEER SOUND FOR WEDDINGS, PARTIES, ETC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2015-02-18
  • S65 Uniform Investment Adviser Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2015-02-18
Other Names
  • Lufino Mejorado
  • Lufino Reyes Mejorado

View on SEC IAPD

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