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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-06-06
DE RA APPROVED 2018-06-05
PA RA APPROVED 2016-07-27
  • NJ RA
    APPROVED
    Since 2018-06-06
  • DE RA
    APPROVED
    Since 2018-06-05
  • PA RA
    APPROVED
    Since 2016-07-27

Branch Locations

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

180 Upland Square Drive Mailstop: 19B-6593, Pottstown, PA 19464 • United States

429 W. Ridge Pike, Limerick, PA 19468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Trappe PA 03/2005 06/2018
Citizens Securities Inc Trappe PA 12/2014 06/2018
Citizens Securities Inc Newtown Square PA 06/2018 06/2023
Citizens Securities, Inc. Limerick PA 06/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-27
S63 Uniform Securities Agent State Law Examination 2015-09-15
  • S65 Uniform Investment Adviser Law Examination
    2016-07-27
  • S63 Uniform Securities Agent State Law Examination
    2015-09-15

View on SEC IAPD

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