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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Chico | CA | 08/2020 | 06/2024 |
| Tittle & Company, Llp | Chico | CA | 12/2017 | 03/2019 |
| Kcoe Isom | Chico | CA | 01/2015 | 11/2017 |
| Durham Unified School District | Durham | CA | 03/2019 | 06/2020 |
| Rj Anderson, Cpa | Chico | CA | 01/2018 | Present |
| Securities America Advisors | Chico | CA | 10/2020 | 06/2024 |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | 11/2024 |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | 11/2024 |
| Lpl Financial Llc | Chico | CA | 11/2024 | Present |
1) 10/2024 - PROSPERITY INVESTMENT MANAGEMENT, INC. / DBA for LPL Business (entity for LPL business) / Inv. Related / Chico, CA 95928 Start date 10/31/2020 - 160 Hrs per month - 95 % Time Spent 2) 10/2024 - RJ ANDERSON INSURANCE / Non-Variable Insurance / Inv. Related / Chico, CA 95928 Start date 07/15/2022 - 2 Hrs per month - 5 % Time Spent 3) 10/2024 - PROSPERITY INVESTMENT OFFICES, LLC / Outside/W-2 Employment / Non Inv. Related / Chico, CA 95928 Start date 10/01/2021 - 10 Hrs per month - 5 % Time Spent 4) 10/2024 - RJ ANDERSON, CPA / Tax Prep/Accounting/CPA / Inv. Related / Chico, CA 95928 Start date 01/01/2018 - 20 Hrs per month - 5 % Time Spent 5) 02/25/2025- No Business Name- Other - Author- INV Related- At Reported Business Location(s)- Start date- 01/27/2025- 5 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-21 |
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