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Robert James Anderson

LPl Financial LLC

Chico, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
TX RA APPROVED 2024-11-04
  • CA RA
    APPROVED
    Since 2024-11-04
  • TX RA
    APPROVED
    Since 2024-11-04

Branch Locations

353 E 2Nd St Ste 110, Chico, CA 95928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Chico CA 08/2020 06/2024
Tittle & Company, Llp Chico CA 12/2017 03/2019
Kcoe Isom Chico CA 01/2015 11/2017
Durham Unified School District Durham CA 03/2019 06/2020
Rj Anderson, Cpa Chico CA 01/2018 Present
Securities America Advisors Chico CA 10/2020 06/2024
Osaic Wealth, Inc. Chico CA 06/2024 11/2024
Osaic Wealth, Inc. Chico CA 06/2024 11/2024
Lpl Financial Llc Chico CA 11/2024 Present
  • 08/2020 → 06/2024
    Securities America, Inc.
    Chico, CA
  • 12/2017 → 03/2019
    Tittle & Company, Llp
    Chico, CA
  • 01/2015 → 11/2017
    Kcoe Isom
    Chico, CA
  • 03/2019 → 06/2020
    Durham Unified School District
    Durham, CA
  • 01/2018 → Present
    Rj Anderson, Cpa
    Chico, CA
  • 10/2020 → 06/2024
    Securities America Advisors
    Chico, CA
  • 06/2024 → 11/2024
    Chico, CA
  • 06/2024 → 11/2024
    Chico, CA
  • 11/2024 → Present
    Chico, CA
Previous Registrations
  • 2024-06-14 → 2024-11-27
    Chico, CA
    Sacramento, CA
  • 2020-10-08 → 2024-06-14
    Securities America Advisors, Inc.
    Chico, CA
    Chico, CA
    Chico, CA
Other Businesses

1) 10/2024 - PROSPERITY INVESTMENT MANAGEMENT, INC. / DBA for LPL Business (entity for LPL business) / Inv. Related / Chico, CA 95928 Start date 10/31/2020 - 160 Hrs per month - 95 % Time Spent 2) 10/2024 - RJ ANDERSON INSURANCE / Non-Variable Insurance / Inv. Related / Chico, CA 95928 Start date 07/15/2022 - 2 Hrs per month - 5 % Time Spent 3) 10/2024 - PROSPERITY INVESTMENT OFFICES, LLC / Outside/W-2 Employment / Non Inv. Related / Chico, CA 95928 Start date 10/01/2021 - 10 Hrs per month - 5 % Time Spent 4) 10/2024 - RJ ANDERSON, CPA / Tax Prep/Accounting/CPA / Inv. Related / Chico, CA 95928 Start date 01/01/2018 - 20 Hrs per month - 5 % Time Spent 5) 02/25/2025- No Business Name- Other - Author- INV Related- At Reported Business Location(s)- Start date- 01/27/2025- 5 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-21
  • S66 Uniform Combined State Law Examination
    2020-09-21
Other Names
  • Rj Anderson

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