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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-13 |
Branch Locations
1160 N Preston Rd, Prosper, TX 75078 • United States
1895 University Dr, Frisco, TX 75033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Lynnwood | WA | 08/2016 | 01/2018 |
| Jp Morgan Securities, Llc | Lynwood | WA | 08/2016 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lynnwood | WA | 04/2018 | 03/2023 |
| Bank Of America, N.A. | Lynnwood | WA | 04/2018 | 03/2023 |
| Morgan Stanley | Plano | TX | 03/2023 | 12/2023 |
| Morgan Stanley Private Bank, N.A. | Plano | TX | 03/2023 | 12/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 05/2024 | Present |
| Unemployed | Plano | TX | 12/2023 | 05/2024 |
| Unemployed | Bothell | WA | 01/2018 | 04/2018 |
| Bank Of America, N.A | Frisco | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-19 |
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