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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-13
  • TX RA
    APPROVED
    Since 2024-06-13

Branch Locations

1160 N Preston Rd, Prosper, TX 75078 • United States

1895 University Dr, Frisco, TX 75033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Lynnwood WA 08/2016 01/2018
Jp Morgan Securities, Llc Lynwood WA 08/2016 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynnwood WA 04/2018 03/2023
Bank Of America, N.A. Lynnwood WA 04/2018 03/2023
Morgan Stanley Plano TX 03/2023 12/2023
Morgan Stanley Private Bank, N.A. Plano TX 03/2023 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 05/2024 Present
Unemployed Plano TX 12/2023 05/2024
Unemployed Bothell WA 01/2018 04/2018
Bank Of America, N.A Frisco TX 06/2024 Present
  • 08/2016 → 01/2018
    Jp Morgan Chase Bank
    Lynnwood, WA
  • 08/2016 → 01/2018
    Jp Morgan Securities, Llc
    Lynwood, WA
  • 04/2018 → 03/2023
    Lynnwood, WA
  • 04/2018 → 03/2023
    Bank Of America, N.A.
    Lynnwood, WA
  • 03/2023 → 12/2023
    Plano, TX
  • 03/2023 → 12/2023
    Morgan Stanley Private Bank, N.A.
    Plano, TX
  • 05/2024 → Present
    Frisco, TX
  • 12/2023 → 05/2024
    Unemployed
    Plano, TX
  • 01/2018 → 04/2018
    Unemployed
    Bothell, WA
  • 06/2024 → Present
    Bank Of America, N.A
    Frisco, TX
Previous Registrations
  • 2023-04-19 → 2024-01-03
    Plano, TX
    Dallas, TX
    Wichita Falls, TX
    Dallas, TX
    Dallas, TX
    Southlake, TX
    Fort Worth, TX
  • 2018-09-12 → 2023-03-27
    Lynnwood, WA
    Kennewick, WA
    Reno, NV
    Carson City, NV
    Sparks, NV
    Carson City, NV
    Reno, NV
    Sparks, NV
    Forney, TX
    Richardson, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-11
S63 Uniform Securities Agent State Law Examination 2015-03-19
  • S66 Uniform Combined State Law Examination
    2018-09-11
  • S63 Uniform Securities Agent State Law Examination
    2015-03-19

View on SEC IAPD

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