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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-03 |
| TX | RA | APPROVED | 2023-03-02 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fis Brokerage & Securities Services Llc | Geneva | IL | 12/2014 | 01/2021 |
| Fis Systems | Watford | 08/2018 | 06/2019 | |
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 01/2023 | Present |
| Drf Water Heating Solutions | Plainfield | IL | 01/2021 | 07/2021 |
| Titan Plumbing And Drain | Saint Charles | IL | 08/2021 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-12 |
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