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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-11 |
Branch Locations
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
7375 Greenhaven Dr, Sacramento, CA 95831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sacramento | CA | 12/2014 | 11/2016 |
| Wells Fargo Bank, Na | Sacramento | CA | 01/2014 | Present |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
MOOSYLVANIA MARKETING, NOT INV RELATED, ST. LOUIS, MO, PHOTOGRAPHER, START 3/27/2021, 3 HOURS PER MONTH, ZERO DURING TRADING, TAKING PRODUCT PHOTOS. ROOFTOP MACARONS, LLC, NOT INVT RELATED, SACRAMENTO, CA, 50% OWNERSHIP, START DATE 11/14/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, PARTNER AND OWNER OF BAKERY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-19 |
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