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Karrie Ann Spencer

Mercer Global Advisors Inc.

Portland, OR

CRD 6429845

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-02-10
OR RA APPROVED 2021-01-28
  • WA RA
    APPROVED
    Since 2021-02-10
  • OR RA
    APPROVED
    Since 2021-01-28

Branch Locations

121 Sw Morrison Suite 910, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 06/2013 12/2020
Mercer Global Advisors Inc. Bellevue WA 12/2020 01/2022
Mercer Global Advisors Inc. Vancouver WA 01/2022 01/2023
Mercer Global Advisors Inc. Portland OR 01/2023 01/2024
Mercer Global Advisors Inc. Portland OR 01/2024 01/2026
Mercer Global Advisors Inc. Portland OR 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-09
  • S65 Uniform Investment Adviser Law Examination
    2015-01-09
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

More in Portland, OR

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