Derek William Sichler

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2017
  Axa Advisors, Llc
  New York, NY
• 11/2017 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 11/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2015-08-25 → 2017-11-15
  Equitable Advisors, Llc
  Rockledge, FL
  Viera, FL
  Tampa, FL
  Palm Bay, FL

Other Businesses

(1) SERVANT LEADER-FINANCE TEAM COMMITTEE AT CHURCH 9005 N WICKHAM ROAD VIERA, FL 32940, STARTED 3.20.16 $0 COMP 3 HOURS/MONTH DOES NOT DISCUSS INVESTMENTS WITH ENTITY. (2) COURTNEY BRASWELL FINANCIAL GROUP - DBA, INVESTMENT RELATED, FINANCIAL ADVISOR (3) Viera High School; Not Investment related; Coaching; 2700 Judge Fran Jamieson Way, Melbourne, FL 32940; Boys Varsity Soccer Coach; Soccer coach for the Viera High School soccer team. Practice/Games are in the evening; Start 9/29/23; 0 hours spend during trading; Start 9/29/2023 (4) Space Coast United Soccer Club; Not investment related; 2300 Judge Fran Jamieson Way, Melbourne, FL 32940; Soccer coach; Coaching a boys soccer team for the club. Practices are at night and games on the weekends during the season; Start 8/1/23; 0 hours during trading. (5) Sichler LLC; Pass through for commissions; Not investment related; 120 Kieran Ln, Rockledge, FL 32955; Owner; LLD for commission pass through; Start 10/31/2024; 40 hour/month during trading. (6) Independent Agent; Insurance business; Not investment related; 190 MciIver Lane, Rockledge, FL 32955; Sales/service of fixed insurance products with various carriers; Start 10/31/2024; 5 hours/month during trading. (7) Financial Cornerstone Group; DBA; Investment Related; 190 McIver Lane; Rockledge, FL 32955; Financial Advisor; Start 12/19/2019; 40 hours/month during trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-18

Other Names

• Derek Sichler