James A Henriquez

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-08
FL	RA	APPROVED	2023-06-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Kovack Securities, Llc	Fort Lauderdale	FL	03/2018	08/2021
Columbus Capital Lending	Miami	FL	09/2017	12/2017
Royal Bank Of Canada	Fort Lauderdal	FL	12/2014	08/2017
Dsh Jewelers	Hollywood	FL	06/2014	12/2016
Popular Mortgage	Miami Lakes	FL	08/2021	05/2023
Popular Investments	Miami Lakes	FL	08/2021	05/2023
Infinex Investments, Inc.	Meriden	CT	10/2021	05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Aventura	FL	05/2023	Present
Florida International University	Miami	FL	08/2015	05/2017

03/2018 → 08/2021

Kovack Securities, Llc

Fort Lauderdale, FL
09/2017 → 12/2017

Columbus Capital Lending

Miami, FL
12/2014 → 08/2017

Royal Bank Of Canada

Fort Lauderdal, FL
06/2014 → 12/2016

Dsh Jewelers

Hollywood, FL
08/2021 → 05/2023

Popular Mortgage

Miami Lakes, FL
08/2021 → 05/2023

Popular Investments

Miami Lakes, FL
10/2021 → 05/2023

Infinex Investments, Inc.

Meriden, CT
05/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL
08/2015 → 05/2017

Florida International University

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-30

Other Firms