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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-03
CO RA APPROVED 2015-02-13
  • TX RA
    APPROVED
    Since 2015-03-03
  • CO RA
    APPROVED
    Since 2015-02-13

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Greenwood Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwood Village CO 12/2014 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
Other Businesses

MATTHEW R. BLOOM HOUSEHOLD EIN, NOT INV RELATED, GREENWOOD VILLAGE, CO, 100% OWNERSHIP, START 7/29/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, MEETING STATE REQUIREMENT TO FACILITATE PAYMENTS FOR CHILD CARE SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-13
  • S66 Uniform Combined State Law Examination
    2015-02-13
Designations
Other Names
  • Matt Bloom

View on SEC IAPD

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