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Brian T Nelan

Founders Financial Alliance, LLC

Cary, NC

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Current Employers
Founders Financial Alliance, Llc

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-08
  • NC RA
    APPROVED
    Since 2018-11-08

Branch Locations

2500 Regency Parkway, Cary, NC 27518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Raleigh NC 04/2016 11/2018
Morgan Stanley Private Bank, N.A. New York NY 04/2016 11/2018
Founders Financial Alliance, Llc Cary NC 11/2018 Present
  • 04/2016 → 11/2018
    Morgan Stanley Smith Barney Llc
    Raleigh, NC
  • 04/2016 → 11/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2018 → Present
    Founders Financial Alliance, Llc
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-20
S63 Uniform Securities Agent State Law Examination 2004-11-24
  • S65 Uniform Investment Adviser Law Examination
    2016-05-20
  • S63 Uniform Securities Agent State Law Examination
    2004-11-24
Other Names
  • Brian Nelan
  • Brian Timothy Nelan

View on SEC IAPD

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Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

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