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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-22
  • CA RA
    APPROVED
    Since 2023-09-22

Branch Locations

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

North Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Santa Monica CA 01/2016 08/2023
Hsbc Securities (Usa) Inc. Santa Monica CA 01/2016 08/2023
Citi Group Beverly Hills CA 08/2023 Present
  • 01/2016 → 08/2023
    Hsbc Bank Usa, N.A.
    Santa Monica, CA
  • 01/2016 → 08/2023
    Santa Monica, CA
  • 08/2023 → Present
    Citi Group
    Beverly Hills, CA
Previous Registrations
Other Businesses

OA name: 9551 Sepulveda Blvd Unit 2 North Hills, CA 91343, Nature: rental income from townhouse (Investment-related: Yes, Location: North Hills, CA, started 08/01/2023), Title: Property owner, Duties: Collect rent, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-24
S63 Uniform Securities Agent State Law Examination 2015-02-26
  • S66 Uniform Combined State Law Examination
    2023-04-24
  • S63 Uniform Securities Agent State Law Examination
    2015-02-26
Other Names
  • Jessica Gonzalez
  • Jessica Guadalupe Gonzalez Alonso
  • Jessica Guadalupe Gonzalez Crisci

View on SEC IAPD

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