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Lauren Nicole Randazzo

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 6428130

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-29
  • MO RA
    APPROVED
    Since 2024-10-29

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Investment Services St. Louis MO 06/2016 10/2020
Moneta Group Investment Advisors, Llc St. Louis MO 10/2020 06/2021
Archford Capital Strategies, Llc Swansea IL 06/2021 10/2024
Purshe Kaplan Sterling Investments Albany NY 08/2021 06/2023
Private Client Services Swansea IL 06/2023 10/2024
Stifel St. Louis MO 10/2024 Present
  • 06/2016 → 10/2020
    Stifel Investment Services
    St. Louis, MO
  • 10/2020 → 06/2021
    St. Louis, MO
  • 06/2021 → 10/2024
    Swansea, IL
  • 08/2021 → 06/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2023 → 10/2024
    Private Client Services
    Swansea, IL
  • 10/2024 → Present
    Stifel
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-24
  • S66 Uniform Combined State Law Examination
    2016-10-24
Designations
  • Certified Financial Planner
  • Personal Financial Specialist
Other Names
  • Lauren Nicole Blaies
  • Lauren Nicole Randazzo

View on SEC IAPD

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