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Nicholas Vannini

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-07
CA RA APPROVED 2015-05-05
  • TX RA
    APPROVED
    Since 2016-09-07
  • CA RA
    APPROVED
    Since 2015-05-05

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Everest College Phoenix Tempe AZ 03/2013 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 12/2014 Present
Bank Of America, N.A. Scottsdale AZ 03/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-01
  • S66 Uniform Combined State Law Examination
    2015-05-01

View on SEC IAPD

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