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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-01 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
4340 Innslake Dr 1St & 3Rd Fls, Glen Allen, VA 23060 • United States
Midlothian, VA • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-10-05 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States
Midlothian, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Richmond | VA | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, MIDLOTHIAN, VA, 100% OWNERSHIP WITH SPOUSE, START 9/3/24, 6 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-20 |
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