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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1231 I Street Suite 301, Sacramento, CA 95814 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors Inc. | Rancho Cordova | FL | 03/2011 | 10/2020 |
| Franklin Templeton Financial Services Corp. | Rancho Cordova | CA | 07/2018 | 10/2020 |
| Unemployed - Sabbatical | Sacramento | CA | 10/2020 | 01/2021 |
| Kestra Investment Services, Llc - Cp | Austin | TX | 02/2021 | 07/2021 |
| Resources Investment Advisors, Llc | Overland Park | KS | 07/2021 | Present |
| Triad Advisors | Norcross | GA | 07/2021 | Present |
1)OneDigital;investment related;4860 College Blvd,#100,Overland Park,KS 66211;parent company;investment advisor;7/2021;160 hrs/month;6.5 hrs during trading;investment advice provider 2)OneDigital dba Praxis Consulting;investment related;4860 College Blvd,#100,Overland Park,KS 66211;parent company;investment advisor;7/2021;160 hrs/month;6.5 hrs during trading;investment advice provider 3)Resources Investment Advisors;investment related;4860 College Blvd,#100,Overland Park,KS 66211;parent company;investment advisor;7/2021;160 hrs/month;6.5 hrs during trading;investment advice provider
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-15 |
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