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Nolan G Hart

Ubs Financial Services Inc.

Albany, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-02
TX RA APPROVED 2024-02-02
  • NY RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliancebernstein New York NY 11/2014 01/2018
Alliancebernstein Chicago IL 01/2018 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 06/2023 02/2024
Bernstein Private Wealth Management Chicago IL 04/2020 02/2021
2Kpaid Fort Lauderdale FL 02/2021 04/2023
Kellogg Northwesten Chicago IL 01/2018 06/2020
Bank Of America N.A. Albany NY 08/2023 02/2024
Ubs Financial Services Inc. Albany NY 02/2024 Present
  • 11/2014 → 01/2018
    Alliancebernstein
    New York, NY
  • 01/2018 → 04/2020
    Alliancebernstein
    Chicago, IL
  • 06/2023 → 02/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Albany, NY
  • 04/2020 → 02/2021
    Bernstein Private Wealth Management
    Chicago, IL
  • 02/2021 → 04/2023
    2Kpaid
    Fort Lauderdale, FL
  • 01/2018 → 06/2020
    Kellogg Northwesten
    Chicago, IL
  • 08/2023 → 02/2024
    Bank Of America N.A.
    Albany, NY
  • 02/2024 → Present
    Ubs Financial Services Inc.
    Albany, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
S65 Uniform Investment Adviser Law Examination 2020-05-30
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2023-07-28
  • S65 Uniform Investment Adviser Law Examination
    2020-05-30
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Nolan Gregory Hart

View on SEC IAPD

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BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER
MICHAEL STEPHEN SHAPIRO
STEPHEN MARK PEER
RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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