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Shanicia Harris

Morgan Stanley

Austin, TX

Austin, TX

San Antonio, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-22
  • TX RA
    APPROVED
    Since 2024-11-22

Branch Locations

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

Austin, TX • United States

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 12/2014 12/2016
Capital One Investing Plano TX 12/2016 04/2018
Jp Morgan Securities, Llc Plano TX 04/2018 11/2024
Morgan Stanley San Antonio TX 11/2024 Present
  • 12/2014 → 12/2016
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 12/2016 → 04/2018
    Capital One Investing
    Plano, TX
  • 04/2018 → 11/2024
    Jp Morgan Securities, Llc
    Plano, TX
  • 11/2024 → Present
    Morgan Stanley
    San Antonio, TX
Previous Registrations
  • 2022-01-19 → 2024-11-10
    J.P. Morgan Securities Llc
    Plano, TX
    Plano, TX
    Columbus, OH
    Plano, TX
    Chicago, IL
    Plano, TX
    Plano, TX
    Columbus, OH
    Plano, TX
    Carrollton, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-14
S63 Uniform Securities Agent State Law Examination 2015-05-26
  • S66 Uniform Combined State Law Examination
    2021-08-14
  • S63 Uniform Securities Agent State Law Examination
    2015-05-26
Other Names
  • Shanicia Harris
  • Shanicia Tiara Harris

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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