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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1313 S. Frontage Road, Hastings, MN 55033 • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
10880 175Th Ct. W. Suite 130, Lakeville, MN 55044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Lakeville | MN | 12/2014 | 12/2017 |
| Thrivent Financial | Appleton | WI | 10/2015 | 12/2017 |
| Pruco Securities, Llc. | Lakeville | MN | 01/2018 | 11/2024 |
| Prudential Insurance Company Of America | Lakeville | MN | 01/2018 | Present |
| Lpl Enterprise, Llc | Lakeville | MN | 11/2024 | Present |
1) 03/11/2025- On Point Financial Planning- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 03/01/2025- 160hrs/mnth-8hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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