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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-12-10
NJ RA APPROVED 2015-02-13
TX RA APPROVED 2015-02-11
  • PA RA
    APPROVED
    Since 2018-12-10
  • NJ RA
    APPROVED
    Since 2015-02-13
  • TX RA
    APPROVED
    Since 2015-02-11

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2014 Present
Bank Of America, N.A. Pennington NJ 02/2015 Present
Other Businesses

THE NAME OF THE BUSINESS IS GENNARO'S ITALIAN RESTAURANT. IT IS NOT AN INVESTMENT-RELATED BUSINESS. THE ADDRESS IS 4613 NOTTINGHAM WAY, HAMILTON, NEW JERSEY, 08690. IT IS A RESTAURANT. I AM A SERVER THERE. I STARTED IN JANUARY OF 2010, AND I CURRENTLY DEVOTE ABOUT 12 HOURS A MONTH TO THE RESTAURANT. I ONLY WORK ON HOLIDAYS SUCH AS CHRISTMAS EVE OR NEW YEAR'S EVE. I DO NOT DEVOTE ANY TIME TO THIS BUSINESS DURING SECURITIES TRADING HOURS. MY DUTIES INCLUDE WAITING ON TABLES IN THE RESTAURANT ON SPECIAL HOLIDAYS LIKE CHRISTMAS EVE AND NEW YEAR'S EVE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-10
  • S66 Uniform Combined State Law Examination
    2015-02-10

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