Nicholas Maciolek

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 02/2015 → Present
  Bank Of America, N.A.
  Pennington, NJ

Other Businesses

THE NAME OF THE BUSINESS IS GENNARO'S ITALIAN RESTAURANT. IT IS NOT AN INVESTMENT-RELATED BUSINESS. THE ADDRESS IS 4613 NOTTINGHAM WAY, HAMILTON, NEW JERSEY, 08690. IT IS A RESTAURANT. I AM A SERVER THERE. I STARTED IN JANUARY OF 2010, AND I CURRENTLY DEVOTE ABOUT 12 HOURS A MONTH TO THE RESTAURANT. I ONLY WORK ON HOLIDAYS SUCH AS CHRISTMAS EVE OR NEW YEAR'S EVE. I DO NOT DEVOTE ANY TIME TO THIS BUSINESS DURING SECURITIES TRADING HOURS. MY DUTIES INCLUDE WAITING ON TABLES IN THE RESTAURANT ON SPECIAL HOLIDAYS LIKE CHRISTMAS EVE AND NEW YEAR'S EVE.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-10