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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| CA | RA | APPROVED | 2017-08-31 |
Branch Locations
8108 Milliken Ave, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Mutual Bank, F.A./Chase | Diamond Bar | CA | 05/2002 | 06/2017 |
| Jpmorgan Securities Llc | Rancho Cucamonga | CA | 07/2017 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Rancho Cucamonga | CA | 11/2018 | Present |
| Jpmorgan Securities Llc | Rancho Cucamonga | CA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-02 |
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