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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-12
TX RA APPROVED_RES 2017-04-18
IL RA APPROVED 2017-03-20
  • AZ RA
    APPROVED
    Since 2023-01-12
  • TX RA
    APPROVED_RES
    Since 2017-04-18
  • IL RA
    APPROVED
    Since 2017-03-20

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Securities Llc Bolingbrook IL 09/2015 03/2017
Jpmorgan Chase Bank Bolingbrook IL 09/2015 03/2017
Rbc Capital Markets, Llc Chicago IL 03/2017 Present
  • 09/2015 → 03/2017
    Jp Morgan Chase Securities Llc
    Bolingbrook, IL
  • 09/2015 → 03/2017
    Jpmorgan Chase Bank
    Bolingbrook, IL
  • 03/2017 → Present
    Chicago, IL
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Sage 6 LLC ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Will be used to purchase real estate for personal use and short/long-term rentals CAPACITY: Owner - Active, Partner START DATE: 10/01/2021 DUTIES: I will search for real estate, provide funds to purchase the real estate, locate renters and manage the property. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: 453 E Emerald Drive, Casa Grande, AZ 85122 ADDRESS: 453 E Emerald Drive, Casa Grande, AZ 85122 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Rental CAPACITY: Owner - Active START DATE: 1/01/22 DUTIES: I will be getting renters into the property and keeping track of inflows/outflows. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-19
  • S66 Uniform Combined State Law Examination
    2015-03-19
Designations
Other Names
  • Luke Waldier

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