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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-01-12 |
| TX | RA | APPROVED_RES | 2017-04-18 |
| IL | RA | APPROVED | 2017-03-20 |
Branch Locations
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Securities Llc | Bolingbrook | IL | 09/2015 | 03/2017 |
| Jpmorgan Chase Bank | Bolingbrook | IL | 09/2015 | 03/2017 |
| Rbc Capital Markets, Llc | Chicago | IL | 03/2017 | Present |
(1) NAME OF ENTITY: Sage 6 LLC ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Will be used to purchase real estate for personal use and short/long-term rentals CAPACITY: Owner - Active, Partner START DATE: 10/01/2021 DUTIES: I will search for real estate, provide funds to purchase the real estate, locate renters and manage the property. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: 453 E Emerald Drive, Casa Grande, AZ 85122 ADDRESS: 453 E Emerald Drive, Casa Grande, AZ 85122 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate Rental CAPACITY: Owner - Active START DATE: 1/01/22 DUTIES: I will be getting renters into the property and keeping track of inflows/outflows. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-19 |
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