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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-12 |
| WA | RA | APPROVED | 2015-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Spokane | WA | 10/2014 | Present |
| Bank Of America, N.A. | Spokane | WA | 05/2011 | Present |
I*546249For profit or not for profit: Entity For ProfitName of outside business organization: Team 6 LLCInvestment related: NAddress of business: Spokane, Washington, 99224Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/11/2021Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Co-owner with husband. Manage rental property duties.I*546250For profit or not for profit: Entity For ProfitName of outside business organization: Team 6 LLCInvestment related: NAddress of business: Spokane, Washington, 99224Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/11/2021Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Co managing with husband, rental propertyI*888254For profit or not for profit: Entity CharitableName of outside business organization: Women Helping Women FundInvestment related: NAddress of business: Spokane, Washington, 99207Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Finance committee"]]Start date of relationship: 6/15/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: , Empowers Spokane area women and children to achieve their fullest potential by building a strong, diverse community of educated, engaged and strategic givers.I*1351351For profit or not for profit: Entity CharitableName of outside business organization: Community College Spokane FoundationInvestment related: NAddress of business: Spokane, Washington, 99202, United StatesNature of business: ["Private Foundation"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 6/16/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: , Facilities Committee, reviewing rents received, expenses incurred, planning for future vacancies and maintenance/upkeep of property owned by the foundation. I*3168292 Entity Type: N/A Name of OBA: Girl Scouts of Eastern WA Address: S[pokane, Washington, 99201 Investment Related: No Position, Title, Association: Employee Start Date: 03/01/2026 Number of Hours: 8, Yearly Number of Hours during trading: 0, Yearly Duties: Building Courage, Confidence and Character through mentor and support of Girl Scout members. Attend 4, 2 hour meetings per year. Champion girl scouts, Attend fund raising annual event and cookie rally's, voluntary annual donation $500, support 1 committee and commit to 3 yr. term.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-04 |
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