Best Investors Account Sign in

Joseph Anthony Weiser

Voya Financial Advisors, Inc.

Baton Rouge, LA

Metairie, LA

CRD 6423539

Claim This Profile
Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-08
TX RA APPROVED 2019-02-19
LA RA APPROVED 2017-06-28
  • NY RA
    APPROVED
    Since 2026-07-08
  • TX RA
    APPROVED
    Since 2019-02-19
  • LA RA
    APPROVED
    Since 2017-06-28

Branch Locations

5525 Galeria Dr Ste A, Baton Rouge, LA 70816 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Baton Rouge LA 03/2015 Present
  • 03/2015 → Present
    Voya Financial Advisors
    Baton Rouge, LA
Other Businesses

NAME OF ENTITY: Independent Insurance Agent; Yes; 5525 GALERIA DR STE A; BATON ROUGE; LA; 70816; Fixed Insurance Sales; Independent Insurance Agent; 2/11/2016; 160; 160; Sale of fixed insurance products. S.E.R.V.E.S. / IVS (INNOVATIVE VEHICLE SOLUTIONS POSITION: Delivery Driver NATURE: Transfer of service vehicles between dealerships. This is for both S.E.R.V.E.S. and its parent company IVS. You may see payment from either company come through. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2022 ADDRESS: 15590 Florida Blvd., Baton Rouge LA 70819, United States DESCRIPTION: Driver NOLA FENCE COMPANY POSITION: Delivery Driver NATURE: driver for Nola Fence Company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2024 ADDRESS: 16537 Walk Around Ave., Prairieville LA 70769, United States DESCRIPTION: I will be delivering fence panels from one location to another on a as needs basis. I will act as additional support when needed solely as backup.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-22
S65 Uniform Investment Adviser Law Examination 2017-06-19
  • S63 Uniform Securities Agent State Law Examination
    2017-06-22
  • S65 Uniform Investment Adviser Law Examination
    2017-06-19
Other Names
  • Joseph Weiser

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Baton Rouge, LA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor