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Blair Frederick Folkens

LPl Financial LLC

Sleepy Eye, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14

Branch Locations

140 1St Ave N, Sleepy Eye, MN 56085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 12/2014 02/2018
Lpl Financial Llc Sleepy Eye MN 02/2018 Present
  • 12/2014 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Sleepy Eye, MN
Previous Registrations
  • 2015-01-16 → 2018-02-14
    Invest Financial Corporation
    Sleepy Eye, MN
    Hector, MN
Other Businesses

1. 02/14/2018 - SCHMID FINANCIAL SERVICES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - DANEL T. SCHMID, LLC - Investment Related - 1ST ST N ADDR - Insurance Agency - Agent - Start Date 02/2015 - Term, Whole Life, Universal Life, Disability Life, Long-term Care, Fixed Annuities. 3. 02/14/2018 - MN HIGH SCHOOL FOOTBALL LEAGUE - Not Investment Related - 2100 FREEWAY BLVD BROOKLYN CENTER, MN 55430 - Non-Profit Board Member - Game Official - Start Date 9/1/2002 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 7/16/2019 - Tommie Johnnie, LLC - Investment Related - 140 1st Avenue North, Sleepy Eye, MN 56085 - Real Estate Rental - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/16/2019 - Tommie Johnnie, LLC - Investment Related - 140 1st Avenue North, Sleepy Eye, MN 56085 - Real Estate Rental - Started 01/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading 6. 6/24/2021 - Schmid Financial Services, LLC - DBA: Schmid Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2021 - 160 Hours Per Month During Securities Trading. 7. 3/1/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary Public - Start Date - 05/21/2019 - 1 Hours Per Month/1 Hours During Securities Trading 8. 07/06/2023 - Sleepy Eye Brewing Company - Not Investment Related - 121 Main Street West, Sleepy Eye, MN 56085 - Other - Business Owner - Start Date 04/23/2018 - 10 Hours Per Month/ 0 Hours During Securities Trading 9. 02/14/2024 - Illinois Mutual Life Insurance Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-15
  • S66 Uniform Combined State Law Examination
    2015-01-15
Other Names
  • Blair Folkens

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