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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 12/2014 | 02/2018 |
| Lpl Financial Llc | Sleepy Eye | MN | 02/2018 | Present |
1. 02/14/2018 - SCHMID FINANCIAL SERVICES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - DANEL T. SCHMID, LLC - Investment Related - 1ST ST N ADDR - Insurance Agency - Agent - Start Date 02/2015 - Term, Whole Life, Universal Life, Disability Life, Long-term Care, Fixed Annuities. 3. 02/14/2018 - MN HIGH SCHOOL FOOTBALL LEAGUE - Not Investment Related - 2100 FREEWAY BLVD BROOKLYN CENTER, MN 55430 - Non-Profit Board Member - Game Official - Start Date 9/1/2002 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 7/16/2019 - Tommie Johnnie, LLC - Investment Related - 140 1st Avenue North, Sleepy Eye, MN 56085 - Real Estate Rental - Started 01/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 7/16/2019 - Tommie Johnnie, LLC - Investment Related - 140 1st Avenue North, Sleepy Eye, MN 56085 - Real Estate Rental - Started 01/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading 6. 6/24/2021 - Schmid Financial Services, LLC - DBA: Schmid Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2021 - 160 Hours Per Month During Securities Trading. 7. 3/1/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary Public - Start Date - 05/21/2019 - 1 Hours Per Month/1 Hours During Securities Trading 8. 07/06/2023 - Sleepy Eye Brewing Company - Not Investment Related - 121 Main Street West, Sleepy Eye, MN 56085 - Other - Business Owner - Start Date 04/23/2018 - 10 Hours Per Month/ 0 Hours During Securities Trading 9. 02/14/2024 - Illinois Mutual Life Insurance Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-15 |
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