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Shahriar Moshrefnoory

Wells Fargo Clearing Services, LLC

Reno, NV

Roseville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-09-17
  • NV RA
    APPROVED
    Since 2021-09-17

Branch Locations

5100 Neil Rd, Reno, NV 89502 • United States

1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Reno NV 06/2016 01/2020
World Financial Group, Inc. Reno NV 06/2016 01/2020
Principal Life Insurance Company Reno NV 01/2020 01/2021
Principal Securities Inc Reno NV 01/2020 07/2021
Wells Fargo Clearing Services, Llc Reno NV 08/2021 Present
Wells Fargo Bank, Na Reno NV 08/2021 Present
  • 06/2016 → 01/2020
    Transamerica Financial Advisors, Inc
    Reno, NV
  • 06/2016 → 01/2020
    World Financial Group, Inc.
    Reno, NV
  • 01/2020 → 01/2021
    Principal Life Insurance Company
    Reno, NV
  • 01/2020 → 07/2021
    Principal Securities Inc
    Reno, NV
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    Reno, NV
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Reno, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-01
  • S66 Uniform Combined State Law Examination
    2015-06-01
Other Names
  • Shawn Moshrefnoory
  • Shar Moshrefnoory
  • Shawn Moshrefnoory
  • Shar Moshrefnoory
  • Shahriar Moshrefnoory
  • Shahriar Moshrefnoory

View on SEC IAPD

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BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
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