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Allison Patricia Dawe

Thornburg Investment Management Inc

Santa Fe, NM

CRD 6421612

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Employer firm

Thornburg Investment Management Inc CRD 106357

$54.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-11-22
  • NM RA
    APPROVED
    Since 2022-11-22

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management Inc Santa Fe NM 11/2016 10/2021
Family Resource And Referral Roswell NM 06/2016 10/2016
Gcm Grosvenor Chicago IL 10/2021 05/2022
Thornburg Investment Management Inc Santa Fe NM 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-21
  • S66 Uniform Combined State Law Examination
    2019-06-21

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.

Nearby Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM

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