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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-23 |
Branch Locations
1025 Joyce Lane, Nashville, TN 37216 • United States
285 E Main St, Gallatin, TN 37066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Scottsdale | AZ | 10/2018 | 01/2019 |
| Frank Lloyd Wright Foundation | Scottsdale | AZ | 07/2017 | 10/2018 |
| Corporate Job Bank | Tempe | AZ | 04/2017 | 07/2017 |
| Office Team | Chandler | AZ | 02/2017 | 04/2017 |
| Charter Advisory Corporation | Indianapolis | IN | 06/2015 | 02/2017 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2018 | 01/2019 |
| W&S Brokerage Services | Cincinnati | OH | 03/2019 | 08/2019 |
| Western & Southern Life | Gilbert | AZ | 03/2019 | 08/2019 |
| Jp Morgan Chase Bank, N.A. | Scottsdale | AZ | 09/2019 | 09/2021 |
| Jp Morgan Securities Llc | Scottsdale | AZ | 09/2019 | 09/2021 |
| Thrivent Investment Management Inc | Scottsdale | AZ | 09/2021 | 07/2022 |
| Thrivent Financial | Appleton | WI | 10/2021 | 12/2021 |
| Thrivent Financial | Appleton | WI | 12/2021 | 07/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Regions Bank | Clarksville | TN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Clarksville | TN | 08/2022 | Present |
1. CO-OWNER/INSTRUCTOR AT DA CAPO STUDIOS; MUSIC AND ART STUDIO OWNED WITH SON; WILL BE GIVING VOICE, PIANO, VIOLIN, AND VIOLA LESSONS; 5 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-16 |
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