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James M. Quinn

Epiq Partners, LLC

Minneapolis, MN

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Current Employers
Epiq Partners, Llc

2919 Knox Avenue South Suite 200, Minneapolis, MN 55408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
MN RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2026-05-07
  • MN RA
    APPROVED
    Since 2025-07-29

Branch Locations

2919 Knox Avenue South Suite 200, Minneapolis, MN 55408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 05/2017 08/2018
The Ayco Company, L.P. Saratoga Springs NY 05/2016 05/2017
State University At Albany Albany NY 08/2015 05/2017
Bank Of America Albany NY 08/2018 11/2019
Rockefeller Financial Llc Saratoga Springs NY 11/2019 08/2022
Rock & Co Llc Saratoga Springs NY 11/2019 08/2022
Us Bank Private Wealth Minneapolis MN 09/2022 06/2025
Epiq Partners Llc Minneapolis MN 07/2025 Present
  • 05/2017 → 08/2018
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
  • 05/2016 → 05/2017
    The Ayco Company, L.P.
    Saratoga Springs, NY
  • 08/2015 → 05/2017
    State University At Albany
    Albany, NY
  • 08/2018 → 11/2019
    Bank Of America
    Albany, NY
  • 11/2019 → 08/2022
    Rockefeller Financial Llc
    Saratoga Springs, NY
  • 11/2019 → 08/2022
    Rock & Co Llc
    Saratoga Springs, NY
  • 09/2022 → 06/2025
    Us Bank Private Wealth
    Minneapolis, MN
  • 07/2025 → Present
    Epiq Partners Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Designations
Other Names
  • James Quinn

View on SEC IAPD

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