Best Investors Account Sign in
Inactive

James M. Quinn

Epiq Partners, LLC

Minneapolis, MN

CRD 6421221

Claim This Profile
Employer firm

Epiq Partners, LLC CRD 165139

$291M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Epiq Partners, Llc

2919 Knox Avenue South Suite 200, Minneapolis, MN 55408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
MN RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2026-05-07
  • MN RA
    APPROVED
    Since 2025-07-29

Branch Locations

2919 Knox Avenue South Suite 200, Minneapolis, MN 55408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 05/2017 08/2018
The Ayco Company, L.P. Saratoga Springs NY 05/2016 05/2017
State University At Albany Albany NY 08/2015 05/2017
Bank Of America Albany NY 08/2018 11/2019
Rockefeller Financial Llc Saratoga Springs NY 11/2019 08/2022
Rock & Co Llc Saratoga Springs NY 11/2019 08/2022
Us Bank Private Wealth Minneapolis MN 09/2022 06/2025
Epiq Partners Llc Minneapolis MN 07/2025 Present
  • 05/2017 → 08/2018
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
  • 05/2016 → 05/2017
    The Ayco Company, L.P.
    Saratoga Springs, NY
  • 08/2015 → 05/2017
    State University At Albany
    Albany, NY
  • 08/2018 → 11/2019
    Bank Of America
    Albany, NY
  • 11/2019 → 08/2022
    Rockefeller Financial Llc
    Saratoga Springs, NY
  • 11/2019 → 08/2022
    Rock & Co Llc
    Saratoga Springs, NY
  • 09/2022 → 06/2025
    Us Bank Private Wealth
    Minneapolis, MN
  • 07/2025 → Present
    Epiq Partners Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Designations
  • Chartered Financial Analyst
Other Names
  • James Quinn

View on SEC IAPD

Nearby Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS

Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan

Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

More in Minneapolis, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor