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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-01-22 |
| TX | RA | APPROVED | 2021-01-22 |
| IA | RA | APPROVED | 2019-08-07 |
Branch Locations
3600 1St Avenue Ne, Suite 100, Cedar Rapids, IA 52402 • United States
Cedar Rapids, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Investments Of Iowa | Cedar Rapids | IA | 11/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 08/2018 |
| Lpl Financial Llc | Cedar Rapids | IA | 08/2018 | Present |
1. 8/10/2018 - Premier Investments of Iowa Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2001 - Time Spent: 100%. 2. 12/23/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 12/11/2020 - 1 Hour Per Month During Securities Trading. 3. 04/20/2023 - Premier Investments & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/28/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-27 |
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