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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-14 |
| TX | RA | APPROVED | 2021-05-14 |
Branch Locations
2900 Standiford Ave., Floor 01, Modesto, CA 95350 • United States
5151 W. Goshen Ave., Visalia, CA 93291 • United States
9000 Ming Ave, Bakersfield, CA 93311 • United States
1000 G. Street, Reedley, CA 93654 • United States
5660 Stockdale Hwy, Bakersfield, CA 93309 • United States
6085 Coffee Road, Bakersfield, CA 93308 • United States
421 N. Douty Street, Hanford, CA 93230 • United States
3751 W. Shaw Ave, Fresno, CA 93711 • United States
2401 E. Orangeburg Ave Ste 10, Modesto, CA 95355 • United States
796 E. Shaw Ave., Fresno, CA 93710 • United States
2091 Geer Road, Turlock, CA 95382 • United States
5277 Gosford Rd, Bakersfield, CA 93313 • United States
800 W Olive Ave, Merced, CA 95348 • United States
3681 N. Blackstone Ave, Fresno, CA 93726 • United States
40003 Highway 49, Oakhurst, CA 93644 • United States
2735 S. Mooney Blvd., Visalia, CA 93277 • United States
2050 White Lane, Bakersfield, CA 93304 • United States
200 S Court St, Visalia, CA 93291 • United States
1079 E. Prosperity Ave, Tulare, CA 93274 • United States
1117 N. Willow Avenue, Clovis, CA 93611 • United States
2147 W Cleveland Ave, Madera, CA 93637 • United States
1810 Herndon Ave, Clovis, CA 93611 • United States
1810 Shaw Avenue Ste. 101, Clovis, CA 93611 • United States
2951 Countryside Dr, Turlock, CA 95380 • United States
1380 W. Shaw Ave, Fresno, CA 93711 • United States
917 Main Street, Delano, CA 93215 • United States
13107 Rosedale Hwy, Bakersfield, CA 93314 • United States
601 "O" Street, Sanger, CA 93657 • United States
1515 17Th Street, Bakersfield, CA 93301 • United States
4848 E. Kings Canyon Rd, Ste 103, Fresno, CA 93727 • United States
550 K Street, Los Banos, CA 93635 • United States
2631 Oswell St, Bakersfield, CA 93306 • United States
4814 Panama Lane, Bakersfield, CA 93313 • United States
7892 N Blackstone Ave, Fresno, CA 93720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America/Marrill | Sacramento | CA | 10/2014 | 04/2021 |
| J.P. Morgan Securities Llc | San Luis Obispo | CA | 04/2021 | Present |
| Eagle Fleet Llc | Salinas | CA | 01/2009 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 10/2014 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-23 |
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