Best Investors
Account
Sign in
8311 Shelbyville Road, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-05 |
| KY | RA | APPROVED | 2024-01-10 |
| IN | RA | APPROVED | 2020-09-16 |
| LA | RA | APPROVED | 2020-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2015 | 08/2019 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 02/2015 | 10/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2016 | 08/2019 |
| Northwestern Mutual Investment Services, Llc | Louisville | KY | 10/2016 | 08/2019 |
| J. Hagan Capital Inc. | Louisville | KY | 09/2019 | Present |
| J Hagan Capital | Louisville | KY | 09/2019 | Present |
| Northwestern Mutual | Louisville | KY | 12/2014 | 08/2019 |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 20% of fee revenue generated by new sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-21 |
Reach out to this advisor