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Levi Jones

Charles Schwab & Co., Inc.

Louisville, KY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-12-17
AL RA APPROVED 2023-05-26
  • KY RA
    APPROVED
    Since 2024-12-17
  • AL RA
    APPROVED
    Since 2023-05-26

Branch Locations

295 N. Hubbards Lane Suite 101, Louisville, KY 40207-8206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Sarasota FL 11/2014 09/2021
Schwab Private Client Investment Advisory, Inc. Indianapolis IN 03/2016 06/2019
Charles Schwab Bank, Ssb Sarasota FL 06/2019 09/2021
Fidelity Investments Franklin TN 09/2021 04/2023
Charles Schwab & Co., Inc. Louisville KY 05/2023 Present
Charles Schwab Bank, Ssb Louisville KY 05/2023 Present
  • 11/2014 → 09/2021
    Charles Schwab & Co., Inc
    Sarasota, FL
  • 03/2016 → 06/2019
    Schwab Private Client Investment Advisory, Inc.
    Indianapolis, IN
  • 06/2019 → 09/2021
    Charles Schwab Bank, Ssb
    Sarasota, FL
  • 09/2021 → 04/2023
    Fidelity Investments
    Franklin, TN
  • 05/2023 → Present
    Charles Schwab & Co., Inc.
    Louisville, KY
  • 05/2023 → Present
    Charles Schwab Bank, Ssb
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
S63 Uniform Securities Agent State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2016-04-19
  • S63 Uniform Securities Agent State Law Examination
    2015-06-30
Designations
Other Names
  • Levi Anthony Jones
  • Levi A Jones

View on SEC IAPD

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MORGAN STANLEY · Louisville, KY
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WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
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