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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | St Louis | MO | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 03/2024 |
| Stifel | St. Louis | MO | 03/2024 | Present |
1. Rental Property; 5630 Pershing Ave., Unit 30 Saint Louis MO 63112; Property Owner; 01/01/2013; 5.00hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
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