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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-09 |
| CA | RA | APPROVED | 2026-04-20 |
| MO | RA | APPROVED | 2025-08-19 |
| NJ | RA | APPROVED | 2025-05-29 |
| OH | RA | APPROVED | 2025-03-12 |
| AR | RA | APPROVED | 2025-01-30 |
| TX | RA | APPROVED | 2024-06-04 |
Branch Locations
8105 Rasor Blvd Suite 305, Plano, TX 75024 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2014 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Dallas | TX | 11/2014 | 05/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 05/2024 |
| Guardian Life Insurance Company | Fort Worth | TX | 05/2024 | 08/2025 |
| Park Avenue Securities | Fort Worth | TX | 05/2024 | 08/2025 |
| Guardian Life Insurance Company | Dallas | TX | 08/2024 | Present |
| Park Avenue Securities | Dallas | TX | 08/2024 | Present |
| Guardian Life Insurance Company | Grapevine | TX | 08/2025 | Present |
| Park Avenue Securities | Grapevine | TX | 08/2025 | Present |
1) Insurance other than Guardian-Agent, Nature of Business: Insurance sales, Start date: 03/01/2026, Address: 8105 Rasor Blvd Ste 305, Plano, TX 75024, Duties: Insurance other than Guardian 4 total hours per month; 4 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-23 |
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