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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-18 |
| TX | RA | APPROVED | 2019-04-11 |
| TN | RA | APPROVED | 2019-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 11/2013 | Present |
I*505316 For profit or not for profit: Name of outside business organization: ENGY ALFRED Investment related: N Address of business: KNOXVILLE, Tennessee, 37923 Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-09 |
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